Innovative Australian Financial Services Licensee
Bespoke Portfolio Pty Ltd (Bespoke) is an innovative Australian Financial Services Licensee (AFSL 341991) with a comprehensive license.
We provide the framework within which an advice business can operate safely in a highly regulated and rapidly changing environment.
With authorisations to provide advice and deal in many financial products such as Insurance, Superannuation and Managed Discretionary Accounts (MDAs), we are ideally positioned to help the new breed of Fintech Robo-Advisers that are rapidly gaining traction in today’s market place.
In addition, we help advice firms in areas such as limited advice, wholesale and general advice to achieve their goals.
Bespoke maintains a comprehensive and due-diligent suite of counter-party execution, technology and origination relationships providing Authorised Representatives and Clients of the firm access to a wide range of asset classes and financial markets.
OUR OBLIGATIONS
Our specific obligations as a Licensee are to ensure:
sound conduct and disclosure
the ethical provision of our financial services
the competence, knowledge and skills of our responsible managers, as well as their good fame and character
the training and competence of our representatives and authorised representatives regarding their obligations
our representatives (including authorised representatives) comply with the financial services laws
we are compliant, and have processes for managing conflicts of interest and risk
the adequacy of our financial, technological and human resources, and
that we have dispute resolution and compensation arrangements (applies to retail clients).
